-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JKnv7eE8ST36Ov0kvtBcPprCemyy1/LGfDDoBQUZu5/D7lMShHLM4fVQZN9vuTQk FMzD7Ss97xnjTkCImhSPYQ== 0001145549-08-000305.txt : 20080213 0001145549-08-000305.hdr.sgml : 20080213 20080213111502 ACCESSION NUMBER: 0001145549-08-000305 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 GROUP MEMBERS: DEFU DONG GROUP MEMBERS: HSBC INTERNATIONAL TRUSTEE LIMITED GROUP MEMBERS: HUO'S OFFSHORE TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Techfaith Wireless Communication Technology LTD CENTRAL INDEX KEY: 0001316317 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80840 FILM NUMBER: 08601811 BUSINESS ADDRESS: STREET 1: 3/F M8 WEST NO. 1,JIU XIAN QIAO STREET 2: EAST ROAD, CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100016 BUSINESS PHONE: 86-10 5822-8288 MAIL ADDRESS: STREET 1: 3/F M8 WEST NO. 1,JIU XIAN QIAO STREET 2: EAST ROAD, CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Helio Glaze LTD CENTRAL INDEX KEY: 0001352970 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3/F M8 WEST NO.1 JIU XIAN QIAO EAST ROAD STREET 2: CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 10016 BUSINESS PHONE: (86) 139 11772555 MAIL ADDRESS: STREET 1: 3/F M8 WEST NO.1 JIU XIAN QIAO EAST ROAD STREET 2: CHAO YANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 10016 SC 13G/A 1 h01890sc13gza.htm HELIO GLAZE LIMITED Helio Glaze Limited
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
China Techfaith Wireless Communication
Technology Limited
 
(Name of Issuer)
Ordinary Shares
 
(Title of Class of Securities)
G84383101
 
(CUSIP Number)
December 31, 2007
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o  Rule 13d-1(b)
o  Rule 13d-1(c)
þ  Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
 
 

1


 

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS
Defu Dong
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  People’s Republic of China
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   249,250,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    249,250,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  249,250,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  37.9%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

2


 

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS
Helio Glaze Limited
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  British Virgin Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   83,500,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    83,500,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  83,500,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  12.7%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  CO

3


 

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS
Huo’s Offshore Trust
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Cayman Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   83,500,000 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    83,500,000 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  83,500,000 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  12.7%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO

4


 

                     
CUSIP No.
 
G84383101 
 

 

           
1   NAMES OF REPORTING PERSONS
HSBC International Trustee Limited (as trustee for Huo’s Offshore Trust and other trusts which ultimately own ordinary shares of the Issuer)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   þ
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  British Virgin Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   356,788,460 ordinary shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    356,788,460 ordinary shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  356,788,460 ordinary shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  54.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  CO

5


 

ITEM 1(a).   NAME OF ISSUER:
 
    China Techfaith Wireless Communication Technology Limited (the “Issuer”)
 
ITEM 1(b).   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
 
    3/F., M8 West, No.1 Jiu Xian Qiao East Road, Chao Yang District, Beijing 100016, People’s Republic of China
 
ITEM 2(a).   NAME OF PERSON FILING:
 
    Defu Dong
 
    Helio Glaze Limited (the “Record Holder”)
 
    Huo’s Offshore Trust (the “Trust”)
 
    HSBC International Trustee Limited (the “Trustee”) (as trustee for the Trust and other trusts which ultimately own ordinary shares of the Issuer)
 
ITEM 2(b).   ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
 
    Defu Dong
3/F., M8 West, No.1 Jiu Xian Qiao East Road
Chao Yang District, Beijing 100016
People’s Republic of China
 
    Helio Glaze Limited
P.O. Box 916, Woodbourne Hall
Road Town, Tortola
British Virgin Islands
 
    Huo’s Offshore Trust
Compass Point, 9 Bermudiana Road
Hamilton HM11
Bermuda
 
    HSBC International Trustee Limited
Compass Point, 9 Bermudiana Road
Hamilton HM11
Bermuda
 
ITEM 2(c).   CITIZENSHIP:
 
    Defu Dong is a PRC citizen. The place of organization of the Record Holder is British Virgin Islands. The Trust is established under the law of the Cayman Islands. The place of organization of HSBC International Trustee Limited is British Virgin Islands.
 
ITEM 2(d).   TITLE OF CLASS OF SECURITIES:
 
    Ordinary Shares

6


 

ITEM 2(e).   CUSIP NUMBER:
 
    G84383101
 
ITEM 3.   Not Applicable
 
ITEM 4.   OWNERSHIP:
                                                 
                            Shared        
                    Sole power   power to   Sole power to   Shared power
    Amount           to vote or   vote or to   dispose or to   to dispose or
    beneficially   Percent   direct   direct   direct the   to direct the
Reporting Person   owned:   of class:   the vote:   the vote:   disposition of:   disposition of:
Defu Dong
    249,250,000       37.9 %     0       249,250,000       0       249,250,000  
 
Helio Glaze Limited
    83,500,000       12.7 %     0       83,500,000       0       83,500,000  
 
Huo’s Offshore Trust
    83,500,000       12.7 %     0       27,483,190       0       27,483,190  
 
HSBC International Trustee Limited (as trustee for the Trust and other trusts which ultimately own ordinary shares of the Issuer)
    356,788,460       54.2 %     0       356,788,460       0       356,788,460  
    The Record Holder is the record owner of 83,500,000 ordinary shares of the Issuer. Defu Dong is the sole director of the Record Holder. The Record Holder is ultimately wholly owned by the Trust, of which the Trustee acts as the trustee. Mr. Dong, the Record Holder, the Trust and the Trustee may be deemed to be a group as defined in Rule 13d-5(b) under the Securities Exchange Act of 1934, and each member of such group may be deemed to beneficially own all ordinary shares beneficially owned by other members constituting such group. However, each of the Record Holder and the Trust disclaims beneficial ownership of the shares beneficially owned by the Trustee other than 83,500,000 ordinary shares. Mr. Dong disclaims beneficial ownership of the shares beneficially owned by the Trustee other than 249,250,000 ordinary shares.
 
    All shares are beneficially owned by the Trustee solely in its capacity as trustee of various trusts respectively. Apart from acting as trustee of the Trust, the Trustee also acts as the trustee of several other trusts which, together with the Trust, may be deemed to beneficially own a total of 356,788,460 ordinary shares of the Issuer. Accordingly, the Trustee, solely in its capacity as the trustee, may be deemed to beneficially own all ordinary shares of the Issuer that are beneficially owned by all the trusts for which the Trustee acts as a trustee. However, the Trustee disclaims beneficial ownership of all ordinary shares of the Issuer. Each of the trusts and its wholly-owned subsidiary which is the record shareholder of the Issuer disclaim any beneficial ownership of ordinary shares of the Issuer beneficially owned by other trusts and record shareholders of the Issuer owned by such other trusts.

7


 

    Mr. Dong is the sole director of both the Record Holder and Oasis Land Limited and may be deemed to beneficially own all ordinary shares of the Issuer that are directly owned by both companies. However, each of these companies and its holding companies disclaim any beneficial ownership of ordinary shares of the Issuer directly owned by the other company.
 
ITEM 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
 
    Not applicable
 
ITEM 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
 
    Not applicable
 
ITEM 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
 
    Not applicable
 
ITEM 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
 
    Not applicable
 
ITEM 9.   NOTICE OF DISSOLUTION OF GROUP:
 
    Not applicable
 
ITEM 10.   CERTIFICATION:
 
    Not applicable

8


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2008
         
     
Defu Dong  /s/ Defu Dong    
  Defu Dong   
 
     
Helio Glaze Limited  By:   /s/ Defu Dong    
  Name:   Defu Dong   
  Title:   Director   
 
     
Huo’s Offshore Trust  For and on behalf of
HSBC International Trustee Limited, as trustee
for Huo’s Offshore Trust
 
 
  By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui    
  Name:   Andrew T. Chan, Danny W. K. Tsui   
  Title:   Director, Associate Director   
 
     
HSBC International Trustee Limited  For and on behalf of
HSBC International Trustee Limited
 
 
  By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui    
  Name:   Andrew T. Chan, Danny W. K. Tsui   
  Title:   Director, Associate Director   

9


 

         
LIST OF EXHIBITS
     
Exhibit No.   Description
 
   
A
  Joint Filing Agreement

10


 

EXHIBIT A: Joint Filing Agreement
     In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Ordinary Shares, par value $0.00002 per share, of China Techfaith Wireless Communication Technology Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
[Remainder of this page has been left intentionally blank.]

11


 

Signature Page
     IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 13, 2008.
         
     
Defu Dong  /s/ Defu Dong    
  Defu Dong   
 
     
Helio Glaze Limited  By:   /s/ Defu Dong    
  Name:   Defu Dong   
  Title:   Director   
 
     
Huo’s Offshore Trust  For and on behalf of
HSBC International Trustee Limited, as trustee
for Huo’s Offshore Trust
 
 
  By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui    
  Name:   Andrew T. Chan, Danny W. K. Tsui   
  Title:   Director, Associate Director   
 
     
HSBC International Trustee Limited  For and on behalf of
HSBC International Trustee Limited
 
 
  By:   /s/ Andrew T. Chan /s/ Danny W. K. Tsui    
  Name:   Andrew T. Chan, Danny W. K. Tsui   
  Title:   Director, Associate Director   

12

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